Auditors of Broker-Dealers

Broker Dealer, Financial Services (OIA), Market Share, OIA (Other Independent Audits) Leave a comment

Firms that are in the business of buying and selling securities, either for their own purposes or on behalf of their clients, are known as broker-dealers. To comply with rules set by the Securities and Exchange Commission, broker-dealers are generally … Continue reading →

The post Auditors of Broker-Dealers appeared first on Audit Analytics.


Read More: Auditors of Broker-Dealers

More from my site

Leave a Reply

Your email address will not be published. Required fields are marked *